Vermont Broker-Dealer Agent Learning Course
Vermont Broker-Dealer Agent Learning Course
[Vermont Broker-Dealer Agent Learning Course] The Vermont Broker-Dealer Agent Learning Course is a self-study course that provides students with the knowledge and skills necessary to become licensed securities agents. The course includes:
• An Introduction to Securities Regulation. This section explains how federal and state laws protect investors, including a review of the SEC’s mission and authority, the securities registration process, the broker-dealer registration process, and the dealer registration process.
• Investment Concepts. This section introduces basic investment concepts such as asset allocation, diversification, risk tolerance and more. The class also explains how to use a brokerage account to buy stocks, bonds, mutual funds and other securities using online trading platforms like Scottrade or Fidelity Investments.
• Financial Planning Services. This section teaches students how to provide financial planning services such as retirement planning, estate management, education funding strategies and more. Students will also learn how to evaluate their clients’ current financial situation and determine their risk tolerance levels before making recommendations about future investments or insurance purchases.
• Types of Brokerage Accounts Offered by Investment Firms. This section explains different types of brokerage accounts offered by investment firms including cash accounts; margin accounts; futures accounts; option accounts; mutual fund accounts; 401K plans; Learning Course is a platform that helps students to study and learn. The platform provides all the required material for the students to study. The material includes Study guide, Exam Questions & Answers, Study Notes and other resources that are useful for the students. It also gives information about the upcoming exams so that students can prepare themselves accordingly.